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Legal Disclosure

Brokerage Services provided by TD Direct Investing (Europe) Limited (a subsidiary of The Toronto-Dominion Bank). Incorporated in England and Wales under registration number 2101863. Registered office: Exchange Court, Duncombe Street, Leeds, LS1 4AX, United Kingdom. Authorised and regulated by the Financial Conduct Authority, 25 The North Colonnade, Canary Wharf, London, E14 5HS, United Kingdom (Financial Services Register Firm Reference Number 141282), member of the London Stock Exchange and the ICAP Securities and Derivatives Exchange. VAT Registration No. 397103051. www.tddirectinvesting.co.uk. An affiliate of TD Direct Investing (Europe) Limited owns an equity interest in TMX Group Limited (“TMX”) and The Toronto-Dominion Bank has a nominee director serving on the board thereof. As such, TD may be considered to have an economic interest in the listing and trading of securities on an exchange owned or controlled by TMX, including the Toronto Stock Exchange, the TSX Venture Exchange and Alpha Exchange, and in the clearing, settlement and depository services provided by The Canadian Depository for Securities and its affiliates. No person or company is required to obtain products or services from TMX or its affiliates as a condition of TD or its affiliates continuing to supply a product or service.

Statutory Disclosure

Banking Services provided by TD Bank N.V. Incorporated in the Netherlands and registered as a branch in England and Wales under branch registration number BR006780. Authorised by the Dutch Central Bank (De Nederlandsche Bank – DNB Institution Number 481) and subject to limited regulation by the Financial Conduct Authority and Prudential Regulation Authority (Financial Services Register Firm Reference Number 216791). Details about the extent of our regulation by the Financial Conduct Authority and Prudential Regulation Authority are available from us on request.

Capital Requirements Directive IV – Country by Country Reporting

During 2013 the UK government enacted legislation (contained in the Financial Services and Markets act 2000 Statutory Instrument 3118) which requires CRD IV regulated institutions to publish the following information:

  • The name, nature of activities and geographical location of the institution and any subsidiaries and branches
  • Turnover
  • The average number employees on a full time equivalent basis

TD N.V. UK Branch falls within the scope of these regulations and accordingly the disclosures for the year ended 31 October 2014 are set out below.

Name Nature of activities Geographical location The average number employees on a full time equivalent Turnover (Net Interest Income)(EUR millions) Profit or loss before tax (EUR millions) Corporation tax paid (EUR millions) Public subsidies received (EUR millions)
TD Bank N.V Acceptance of deposits and other repayable funds
Amsterdam, The Netherlands 12 13.0 7.6 3.7 NIL
TD N.V. UK Branch Retail banking services Leeds, United Kingdom

The amounts disclosed for turnover and profit before tax are compiled from the consolidated financial statements for the year ended 31 October 2014, which are prepared in accordance with NL GAAP.