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Designated Broker

Compliance Reporting made simple, fast and easy.

If you're a compliance officer and still manually monitoring share trading activity in your employee accounts, why not take advantage of the TD Designated Broker Services which offers you automated electronic reporting of a TD account.

No more manual monitoring

  • Access all information in a secure website
  • Download the information to your computer in a manageable spreadsheet
  • View consolidated accounts
  • View historical data

What you will receive from TD:

  • A branded URL with access straight through to our account opening process (that can be placed directly onto your intranet site)
  • Your unique Compliance code that needs to be distributed to your employees
  • Details of how to access the reports and what information is available
  • Your individual username and password to access the information

What we need from you:

  • A copy of your logo 33 x 179 pixels (for your branded URL)

The process will be set up and active within one week.

Benefits to Employees

  • Range of investment choices: stocks and shares, mutual funds and bonds.
  • A wide range of accounts for both long-term investors and active traders, including Trading accounts,
  • ISAs, SIPPs and Regular Saving Accounts.
  • Online trading commission rates start from just £5.95 for active traders. View full rates and charges.
  • Trade on 17 International markets (15 of which are available online) with a multi currency option.
  • Access to stock market news and research tools from providers such as Hemscott™, and Morningstar®.
  • Over 1,100 discounted funds, with over 800 funds at 0% Initial Sales Charge (ISC)

For further details, please email compliance_reporting@tdwh.co.uk.

Get Started with Investing

New to the world of investing? Discover how to start building your portfolio with our helpful guides.


  • The value of your investments can go down as well as up. You may not get back all the money that you invest.
  • Please note the tax treatment of these products depends on the individual circumstances of each customer and may be subject to change in future.
  • There may be a Fund Manager charge, which is a percentage of the value of your investment. This can differ depending on the fund.